USP <857> Ultraviolet-Visible Spectroscopy.
Summary
USP General Chapter <857> Ultraviolet–Visible Spectroscopy sets the compendial requirements for performance verification and use of UV–Vis spectrophotometers in USP–NF testing. It defines how to qualify instruments (OQ/PQ) and verify key parameters (e.g., wavelength accuracy, photometric accuracy, stray light, and resolution/spectral bandwidth) so results are fit for their intended pharmacopeial use. Deep theory is covered in companion chapter <1857>
Key Principles & Scope
<857> governs instrument qualification and performance verification; method-specific parameters and suitability requirements remain defined in individual USP general chapters and monographs.
Theoretical basis. Quantitative UV–Vis use relies on the Beer–Lambert relationship (A = ε b c); core theory and instrument designs are discussed in <1857>.
Instrument qualification (fit-for-purpose). <857> distinguishes Operational Qualification (OQ) from Performance Qualification (PQ): OQ demonstrates the instrument meets specified performance using reference materials; PQ shows the system continues to meet the requirements of the specific method (often via system suitability).
OQ — required performance checks & typical CRMs.
-
Wavelength accuracy — verify against certified line/absorbance maxima (e.g., holmium oxide; may include didymium in the longer-λ range). Acceptance criteria are defined in <857> based on the certified reference material used (e.g., holmium oxide, didymium), with typical tolerances around ±1–2 nm depending on the wavelength range.
-
Photometric (absorbance) accuracy — verify using certified potassium dichromate solutions in perchloric acid across specified bands in the UV.
-
Stray light — verify using prescribed cutoff solutions/filters (e.g., KCl ~198 nm; NaI/KI ~220–250 nm; sodium nitrite ~340–370 nm; acetone ~300 nm) at designated wavelengths.
-
Resolution / spectral bandwidth — verify with toluene in hexane fine structure; <857> notes that 2 nm SBW is sufficient for most quantitative work, with tighter SBW when measuring very sharp bands.
-
Notes on recent revisions. USP updates around Dec 2022 refined the control set; USP <857> revisions removed photometric linearity as a separate OQ requirement, but photometric accuracy checks remain mandatory, and linearity must still be demonstrated during method validation or system suitability.
PQ — method-specific performance. Demonstrate continued suitability (e.g., system suitability criteria defined by the method) at appropriate frequency for the actual procedure being run.
Common pharmacopeial uses of UV–Vis. While <857> focuses on qualification, UV–Vis is routinely used across USP–NF monographs for identity (spectral comparison), assays (quantitation), impurity/limit tests, and as the detector in dissolution workflows; <857> provides the instrument controls that underpin these applications.
Official Source
https://doi.usp.org/USPNF/USPNF_M3209_03_01.html
Supporting Materials
These related links show posts on this site that reference this page. They do not necessarily mean that this guidance directly applies to every modality, product type, or quality attribute listed below.
